What is a Financial Probity Check?
A financial probity check investigates the financial background of a candidate to assess whether they meet the regulatory requirements of working in certain industries, e.g. financial services, banking and insurance. These industries involve many compliance regulations that must be met to ensure the highest standards of professionalism and competence in order to protect the general public.
Our financial probity checks investigate the prior financial history and activities of individuals via publicly available financial records and court/legal records. We are also able to check whether your candidate is registered on or has previously been disqualified from the relevant regulator’s register and whether they hold the appropriate licence associated with the position. This comprehensive check verifies whether the candidate is suitable for the role you are hiring for, and is particularly relevant for roles in the financial services industry, e.g. auditors, liquidators, authorised representatives and financial planners.
Working with and having an understanding of the industry bodies in each nation, we provide a range of financial probity and regulatory checks to ensure your ongoing compliance with industry regulations